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Mark Allan Robbins

Wells Fargo Clearing Services, LLC

Mooresville, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-13
  • NC RA
    APPROVED
    Since 2024-02-13

Branch Locations

475 River Hwy, Mooresville, NC 28117 • United States

550 S Tryon St 44Th Fl [Bh-Rbo], Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mooresville NC 06/2023 Present
Wells Fargo Bank, Na Mooresville NC 06/2021 Present
Cvs Health Woonsocket RI 04/1985 04/2021
  • 06/2023 → Present
    Wells Fargo Clearing Services, Llc
    Mooresville, NC
  • 06/2021 → Present
    Wells Fargo Bank, Na
    Mooresville, NC
  • 04/1985 → 04/2021
    Cvs Health
    Woonsocket, RI
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, STATE OF NORTH CAROLINA, START 11/1/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, NOTARIZING DOCUMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-25
S63 Uniform Securities Agent State Law Examination 2023-11-27
  • S65 Uniform Investment Adviser Law Examination
    2024-01-25
  • S63 Uniform Securities Agent State Law Examination
    2023-11-27

View on SEC IAPD

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MML INVESTORS SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC

Other Investors

JEFFREY JOHN BULGER
Kimberley B Foster
JOSHUA EVAN MCNEIL
ROBERT M PALMER
Angelique R Harris
Roy Enoch Boone
Monika MacManus Moore
RAYMOND HALSTEAD

Other Offices

TRUIST ADVISORY SERVICES, INC. · MOORESVILLE, NC
EDWARD JONES · MOORESVILLE, NC
CETERA INVESTMENT ADVISERS LLC · MOORESVILLE, NC
VIRTUE CAPITAL MANAGEMENT, LLC · MOORESVILLE, NC
CASTLE WEALTH GROUP · MOORESVILLE, NC
MML INVESTORS SERVICES, LLC · Mooresville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MOORESVILLE, NC
J.P. MORGAN SECURITIES LLC · Mooresville , NC

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