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Alight Financial Advisors, LLC CRD 158744
$35.1B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-03-08 |
Branch Locations
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 01/2003 | 01/2018 |
| Tiaa | Charlotte | NC | 01/2003 | 01/2018 |
| Alight Financal Solutions Llc | Charlotte | NC | 02/2018 | Present |
Outside Business Activity Name of Organization/Company Pro Santa Shop Is the business investment related? No Nature of the Business Santa school and shop training to those interesting to improve their skills as being Santa and design, tailor custom made Santa and Mrs Claus outfits Address of the Business 2400 Crownpoint Executive Dr Suite 300 Charlotte, NC 28227 Position/Title Mrs Claus The start date of your relationship 10/02/23 Description of Duties perform as Mrs Clause alongside Santa Claus model Mrs Claus costumes Anticipated annual compensation from this activity 2000 Do you have a financial interest in the organization/company? If yes, please explain. no Approximate # of hours/week you devote to this outside activity during non-business hours 1 - 5 Approximate # of hours/week you devote to this outside activity during business hours 0 To your knowledge, is this organization/company a client of the Firm? No If "Yes", detailed descriptions of the relationship between the two entities To your knowledge, will your affiliation with this activity raise or be perceived as a potential conflict of interest? No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
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