Alec August Engman

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2018
  Olive Garden Oakdale
  Oakdale, MN
• 01/2019 → 03/2019
  Tavern Bar & Grill
  Woodbury, MN
• 03/2019 → 09/2019
  Machine Shed
  Lake Elmo, MN
• 09/2019 → 08/2023
  Student @ University Of Minnesota
  Minnesota, MN
• 02/2023 → 04/2023
  Steven Fosters Financial Advisors
  Bloomington, MN
• 05/2023 → 07/2023
  Lb Carlson
  Minneapolis, MN
• 08/2023 → 03/2024
  Principal Life Insurance Company
  Lake Elmo, MN
• 08/2023 → 03/2024
  Principal Securities, Inc
  Lake Elmo, MN
• 09/2018 → 01/2019
  Minnesota Online Academy
  Minneapolis, MN
• 02/2024 → 03/2024
  Green Guardian Wealth Management
  Lake Elmo, MN
• 03/2024 → 12/2024
  Thrivent Investment Management Inc
  Golden Valley, MN
• 04/2024 → 08/2024
  Thrivent Financial
  Minneapolis, MN
• 08/2024 → 12/2024
  Thrivent Financial
  Appleton, WI
• 01/2025 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 01/2025 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL

Previous Registrations

• 2024-04-01 → 2024-12-17
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Golden Valley, MN
  Woodbury, MN
• 2024-02-01 → 2024-03-21
  Principal Securities, Inc.
  Lake Elmo, MN

Other Businesses

(1) New Horizons BFS LLC; DBA; 8647 Eagle Point Blvd., Suite 1, Lake Elmo MN 55042; Investment Related; Financial Advisor/Partner; Providing financial services and advice to current and perspective clients; Start 3/1/25; 160 hours/month during trading. (2) Domino's Pizza;  783 Radio Dr, Ste 108, Woodbury, MN 55125; Not investment related; Position:  Evening Delivery Driver; Start Date:8/11/2025; 0 during trading hours

Exams

• S66 Uniform Combined State Law Examination
  2024-01-31

Other Names

• Alec August Engman
• Alec Engman