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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-16
NC RA APPROVED 2026-02-16
GA RA APPROVED 2025-04-03
  • AL RA
    APPROVED
    Since 2026-02-16
  • NC RA
    APPROVED
    Since 2026-02-16
  • GA RA
    APPROVED
    Since 2025-04-03

Branch Locations

6095 Pine Mtr Rd Suite 101, Kennesaw, GA 30152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rick Mottern Insurance Agency Kennesaw GA 08/2019 Present
State Farm Vp Management Corp Kennesaw GA 06/2023 Present
First Watch Cafe Kennesaw GA 05/2016 08/2019
State Farm Investment Management Corp Kennesaw GA 04/2025 Present
  • 08/2019 → Present
    Rick Mottern Insurance Agency
    Kennesaw, GA
  • 06/2023 → Present
    State Farm Vp Management Corp
    Kennesaw, GA
  • 05/2016 → 08/2019
    First Watch Cafe
    Kennesaw, GA
  • 04/2025 → Present
    Kennesaw, GA
Other Businesses

1) Rick Mottern's Insurance Agency; Investment-related; 6095 Pine Mtn Rd NW Ste 101 Kennesaw GA 30152-3332; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 05/31/2018; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-17
S63 Uniform Securities Agent State Law Examination 2023-12-18
  • S65 Uniform Investment Adviser Law Examination
    2025-03-17
  • S63 Uniform Securities Agent State Law Examination
    2023-12-18

View on SEC IAPD

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