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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-23
WA RA APPROVED 2025-10-07
  • TX RA
    APPROVED_RES
    Since 2025-11-23
  • WA RA
    APPROVED
    Since 2025-10-07

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc Bellevue WA 06/2023 10/2023
Western Washington University Bellingham WA 09/2018 06/2023
Direct Demos Bellingham WA 08/2022 03/2023
Champs Sports (Footlocker) Bellingham WA 02/2022 06/2023
Champs Sports (Footlocker) Bellingham WA 07/2019 01/2022
Office Depot Auburn WA 06/2017 09/2018
Shoe Repair Auburn WA 11/2019 07/2023
Auburn Mountain View Senior High School Auburn WA 09/2014 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 10/2025 Present
Unemployed Auburn WA 11/2023 01/2024
Bank Of America Puyallup WA 02/2024 09/2025
Axa Advisors Bellevue WA 06/2023 10/2023
  • 06/2023 → 10/2023
    Bellevue, WA
  • 09/2018 → 06/2023
    Western Washington University
    Bellingham, WA
  • 08/2022 → 03/2023
    Direct Demos
    Bellingham, WA
  • 02/2022 → 06/2023
    Champs Sports (Footlocker)
    Bellingham, WA
  • 07/2019 → 01/2022
    Champs Sports (Footlocker)
    Bellingham, WA
  • 06/2017 → 09/2018
    Office Depot
    Auburn, WA
  • 11/2019 → 07/2023
    Shoe Repair
    Auburn, WA
  • 09/2014 → 06/2018
    Auburn Mountain View Senior High School
    Auburn, WA
  • 10/2025 → Present
    Bellevue, WA
  • 11/2023 → 01/2024
    Unemployed
    Auburn, WA
  • 02/2024 → 09/2025
    Bank Of America
    Puyallup, WA
  • 06/2023 → 10/2023
    Axa Advisors
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-12
  • S66 Uniform Combined State Law Examination
    2023-08-12
Other Names
  • Malcolm Kerr

View on SEC IAPD

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