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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-16 |
| AL | RA | APPROVED | 2024-11-25 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
525 Madison St, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 03/2018 | Present |
| I Love Sushi | Madison | AL | 07/2014 | 12/2018 |
ROCKET CITY BONSAI, LLC, NOT INVT RELATED, HARVEST, AL, 100% OWNERSHIP, START DATE 9/15/2023, 40-50 HRS PER MONTH, 0 HRS DURING TRADING, CREATING AND SELLING BONSAI TREES AS WELL AS OFFERING INTRODUCTORY COURSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-25 |
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