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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-09-18 |
Branch Locations
1433 North Water Street Suite 400/500, Milwaukee, WI 53202 • United States
Milwaukee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prime Communications Inc | Sugar Land | TX | 01/2019 | 09/2023 |
| Spring Communications Inc | Salt Lake City | UT | 01/2016 | 01/2019 |
| North Star Resource Group | Milwaukee | WI | 06/2023 | Present |
| Minnesota Life Insurance Co | St Paul | MN | 06/2023 | 09/2023 |
| Securian Financial Services Inc | St Paul | MN | 06/2023 | 08/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2023 | Present |
1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SOLICITATION AND SERVICING OF FINANCIAL PRODUCTS AND ADVISORY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-15 |
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