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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-24 |
| KY | RA | APPROVED | 2025-04-08 |
| OH | RA | APPROVED | 2025-04-08 |
Branch Locations
130 Dudley Pike Ste 250, Edgewood, KY 41017-4312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L.M. Kohn & Company | Cincinnati | OH | 06/2023 | 03/2025 |
| Woodland Cemetary | Dayton | OH | 06/2017 | 08/2017 |
| Central Bank Trust & Co. | Lexington | KY | 06/2019 | 08/2019 |
| Sp Plus | Lexington | KY | 06/2018 | 08/2018 |
| Full-Time Education | Dayton | OH | 08/2005 | 08/2017 |
| Full-Time Education | Lexington | KY | 08/2017 | 05/2023 |
| Ameriprise Financial Services, Llc | Edgewood | KY | 03/2025 | Present |
Outside Employment; St. Xavier High School; I am the assistant special teams coach. With a focus on training the kickers, punters, and long snappers.; High school football coach at St. Xavier High School in Cincinnati.; 600 W North Bend Rd, , Cincinnati, OH, 45224; Not Investment-Related; 08/30/2024; 1 to 9 hours per month; 0 during trading hours / Instill, LLC; Associate Financial Advisor.; Manage advisory business; 130 Dudley Rd, , Edgewood, KY, 41017; Investment-Related; 03/31/2025; 60 hours per month; 60 during trading hours / Matt Ruffolo Kicking; Owner; I am a former Division 1 college football player and I will be privately training high school/college football kickers and punters.; 1000 Wild Hickory Lane, , Dayton, OH, 45458; Not Investment-Related; 02/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-02 |
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