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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-03 |
| NY | RA | APPROVED | 2025-10-16 |
Branch Locations
140 South Main St, Newark, NY 14513 • United States
4175 Recreation Drive, Canandaigua, NY 14424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esl Federal Credit Union | Canandaigua | NY | 04/2021 | 07/2026 |
| Jazz At Lincoln Center | New York | NY | 09/2019 | 04/2021 |
| Unemployed | New York | NY | 02/2019 | 09/2019 |
| New York University Stern School Of Business | New York | NY | 01/2019 | 02/2019 |
| Unemployed | Honeoye Falls | NY | 05/2018 | 01/2019 |
| Pittsford Federal Credit Union | Mendon | NY | 05/2016 | 01/2018 |
| University Of Connecticut | Storrs | CT | 08/2015 | 05/2018 |
| Lpl Financial Llc | Canandaigua | NY | 07/2023 | Present |
| Esl Investment Services, Llc | Canandaigua | NY | 12/2023 | Present |
1) 06/27/2023 - ESL Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2023 2) 06/27/2023 - Notary - State of NY - Inv Rel - Start: 12/2024 3) 12/2024 - ESL Investment Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/20/2023 - 20 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-16 |
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