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Samuel Moore

J.P. Morgan Securities LLC

Irvine, CA

CRD 7770072

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-02
CA RA APPROVED 2025-08-27
  • TX RA
    APPROVED
    Since 2025-09-02
  • CA RA
    APPROVED
    Since 2025-08-27

Branch Locations

3 Park Plaza, Floor 3, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Newport Beach CA 07/2023 07/2025
Christina's Llc Auburn AL 03/2023 05/2023
Jimmy Johns Auburn AL 09/2022 05/2023
Vector Marketing Newport Beach CA 12/2022 04/2023
Anaheim White House Anaheim CA 05/2020 01/2023
Sepulveda Development Company Norco CA 05/2019 08/2019
Unemployed Anaheim CA 07/2015 08/2018
Nylife Securities Llc Newport Beach CA 01/2024 07/2025
Wildcat Investments Llc Auburn AL 09/2022 05/2023
Trinity Hospitality Group Llc Auburn AL 03/2023 05/2023
Ganlaon Corp Auburn AL 03/2023 05/2023
Mastroianni Family Enterprises Ltd Garden Grove CA 09/2018 12/2018
J.P. Morgan Securities Llc Irvine CA 07/2025 Present
Jpmorgan Chase Bank, N.A. Irvine CA 07/2025 Present
Black Phoenix Apparel Santa Ana CA 10/2020 07/2023
Unemployed Santa Ana CA 01/2019 04/2019
Auburn University Auburn AL 08/2019 05/2023
  • 07/2023 → 07/2025
    New York Life Insurance Company
    Newport Beach, CA
  • 03/2023 → 05/2023
    Christina's Llc
    Auburn, AL
  • 09/2022 → 05/2023
    Jimmy Johns
    Auburn, AL
  • 12/2022 → 04/2023
    Vector Marketing
    Newport Beach, CA
  • 05/2020 → 01/2023
    Anaheim White House
    Anaheim, CA
  • 05/2019 → 08/2019
    Sepulveda Development Company
    Norco, CA
  • 07/2015 → 08/2018
    Unemployed
    Anaheim, CA
  • 01/2024 → 07/2025
    Nylife Securities Llc
    Newport Beach, CA
  • 09/2022 → 05/2023
    Wildcat Investments Llc
    Auburn, AL
  • 03/2023 → 05/2023
    Trinity Hospitality Group Llc
    Auburn, AL
  • 03/2023 → 05/2023
    Ganlaon Corp
    Auburn, AL
  • 09/2018 → 12/2018
    Mastroianni Family Enterprises Ltd
    Garden Grove, CA
  • 07/2025 → Present
    Irvine, CA
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 10/2020 → 07/2023
    Black Phoenix Apparel
    Santa Ana, CA
  • 01/2019 → 04/2019
    Unemployed
    Santa Ana, CA
  • 08/2019 → 05/2023
    Auburn University
    Auburn, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-22
S63 Uniform Securities Agent State Law Examination 2024-05-20
  • S66 Uniform Combined State Law Examination
    2025-08-22
  • S63 Uniform Securities Agent State Law Examination
    2024-05-20
Other Names
  • Samuel Davison Moore

View on SEC IAPD

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