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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-02 |
| CA | RA | APPROVED | 2025-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Newport Beach | CA | 07/2023 | 07/2025 |
| Christina's Llc | Auburn | AL | 03/2023 | 05/2023 |
| Jimmy Johns | Auburn | AL | 09/2022 | 05/2023 |
| Vector Marketing | Newport Beach | CA | 12/2022 | 04/2023 |
| Anaheim White House | Anaheim | CA | 05/2020 | 01/2023 |
| Sepulveda Development Company | Norco | CA | 05/2019 | 08/2019 |
| Unemployed | Anaheim | CA | 07/2015 | 08/2018 |
| Nylife Securities Llc | Newport Beach | CA | 01/2024 | 07/2025 |
| Wildcat Investments Llc | Auburn | AL | 09/2022 | 05/2023 |
| Trinity Hospitality Group Llc | Auburn | AL | 03/2023 | 05/2023 |
| Ganlaon Corp | Auburn | AL | 03/2023 | 05/2023 |
| Mastroianni Family Enterprises Ltd | Garden Grove | CA | 09/2018 | 12/2018 |
| J.P. Morgan Securities Llc | Irvine | CA | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 07/2025 | Present |
| Black Phoenix Apparel | Santa Ana | CA | 10/2020 | 07/2023 |
| Unemployed | Santa Ana | CA | 01/2019 | 04/2019 |
| Auburn University | Auburn | AL | 08/2019 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-20 |
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