Eric Joseph Baize

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 10/2017
  American Baptist Campus Ministry
  Muncie, IN
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Muncie, IN
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Muncie, IN
• 08/2023 → Present
  Osaic Wealth Inc
  Muncie, IN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Muncie, IN
  Greenville, OH
  Merrillville, IN
• 2005-05-09 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Muncie, IN
  Greenville, OH
  Muncie, IN
  Muncie, IN
• 1999-10-05 → 2005-05-11
  A. G. Edwards & Sons, Inc.
  Muncie, IN

Other Businesses

1. BAIZE FINANCIAL CONCEPTS - INDEPENDENT INSURANCE AGENT POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2007 ADDRESS: 2141 S Meadow View Ln, Yorktown IN 47396, United States DESCRIPTION: Sales of life, disability, long term care and medicare supplement insurance 2. BAIZE FINANCIAL CONCEPTS POSITION: Investment Adviser NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2007 ADDRESS: 2141 S Meadow View Ln, Yorktown IN 47396, United States DESCRIPTION: Sales and marketing of securities, investment advisory, and insurance products

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-05-25

Other Names

• Eric Baize