Traci Ann Riggs

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-01

FL RA
APPROVED

Since 2025-04-01

Branch Locations

Harlsburg, MO • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.W. Cole Financial, Inc.	Tampa	FL	06/2023	Present
Southern Boone School District	Ashland	MO	06/2018	06/2023
Dixon School District	Dixon	MO	06/2016	06/2018
J.W. Cole Advisors, Inc.	Tampa	FL	03/2025	Present

06/2023 → Present

J.W. Cole Financial, Inc.

Tampa, FL
06/2018 → 06/2023

Southern Boone School District

Ashland, MO
06/2016 → 06/2018

Dixon School District

Dixon, MO
03/2025 → Present

J.W. Cole Advisors, Inc.

Tampa, FL

Other Businesses

(1) Bridgespan; DBA; Investment Related; 2134 ALT 19 N, Suite B, Palm Harbor FL 34683; Financial Advisor; Client services; 6/13/23;160 hours/month, 140 hours/moth during trading; answer phone, book appointments, create reports for appointments, take meeting notes.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-20

S66 Uniform Combined State Law Examination

2024-11-20

Other Names

Traci Ann Turner

View on SEC IAPD