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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-10
KS RA APPROVED 2026-07-09
  • TX RA
    APPROVED
    Since 2026-07-10
  • KS RA
    APPROVED
    Since 2026-07-09

Branch Locations

40 Corporate Woods Building 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berry College Elementary And Middle School Rome GA 08/2021 04/2022
Stifel, Nicolaus & Company, Incorporated Overland Park KS 06/2023 07/2023
Cgn Advisors Manhattan KS 01/2024 05/2025
Stifel, Nicolaus & Company, Incorporated Manhattan KS 08/2025 02/2026
Student Lebo KS 04/2016 08/2021
Student Manhattan KS 03/2022 05/2023
Student Manhattan KS 09/2023 12/2023
Stifel, Nicolaus & Company, Incorporated Overland Park KS 02/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-09
S65 Uniform Investment Adviser Law Examination 2024-01-06
  • S66 Uniform Combined State Law Examination
    2026-07-09
  • S65 Uniform Investment Adviser Law Examination
    2024-01-06

View on SEC IAPD

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