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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-12
FL RA APPROVED 2019-11-04
  • TX RA
    APPROVED_RES
    Since 2023-10-12
  • FL RA
    APPROVED
    Since 2019-11-04

Branch Locations

3500 Embassy Parkway, Akron, OH 44333 • United States

1410 N. Westshore Blvd. Suite 410, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Tampa FL 05/2011 03/2017
Kestra Financial, Inc. Clearwater FL 07/2017 07/2019
Provise Management Group Clearwater FL 07/2017 07/2019
Sequoia Financial Group, Llc Tampa FL 07/2019 Present
Sequoia Financial Advisors, Llc Tampa FL 07/2019 Present
Unemployed Wesley Chapel FL 03/2017 07/2017
  • 05/2011 → 03/2017
    Usaa Financial Planning Services
    Tampa, FL
  • 07/2017 → 07/2019
    Kestra Financial, Inc.
    Clearwater, FL
  • 07/2017 → 07/2019
    Provise Management Group
    Clearwater, FL
  • 07/2019 → Present
    Tampa, FL
  • 07/2019 → Present
    Sequoia Financial Advisors, Llc
    Tampa, FL
  • 03/2017 → 07/2017
    Unemployed
    Wesley Chapel, FL
Previous Registrations
Other Businesses

SEQUOIA FINANCIAL GROUP, LLC. 1410 N WESTSHORE BLVD SUITE 410, TAMPA, FL 33607. WEALTH MANAGEMENT & FINANCIAL PLANNING. INVESTMENT RELATED. START DATE - JULY 20119. 160 - 200 HOURS PER MO. ALL DURING TRADING HOURS. POSITION - DIRECTOR, PRIVATE CLIENT SERVICES. RECEIVES SALARY AND ELIGIBLE FOR BONUS FROM SEQUOIA FINANCIAL GROUP, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-12
S63 Uniform Securities Agent State Law Examination 2000-01-19
  • S65 Uniform Investment Adviser Law Examination
    2001-01-12
  • S63 Uniform Securities Agent State Law Examination
    2000-01-19
Designations

View on SEC IAPD

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