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Reilly Austin Carlton

Aegis Capital Corp.

Melville, NY

Mclean, VA

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-11-17
  • VA RA
    APPROVED
    Since 2025-11-17

Branch Locations

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Mclean, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Mclean VA 07/2023 01/2024
Us Patent Office Alexandria VA 10/2021 11/2022
Siemens Healthineers Newark DE 05/2015 10/2021
Protask Inc. Reston VA 12/2018 10/2021
Self-Employed Vienna VA 11/2022 07/2023
Aegis Capital Corp Melville NY 01/2024 Present
  • 07/2023 → 01/2024
    Ubs Financial Services, Inc
    Mclean, VA
  • 10/2021 → 11/2022
    Us Patent Office
    Alexandria, VA
  • 05/2015 → 10/2021
    Siemens Healthineers
    Newark, DE
  • 12/2018 → 10/2021
    Protask Inc.
    Reston, VA
  • 11/2022 → 07/2023
    Self-Employed
    Vienna, VA
  • 01/2024 → Present
    Aegis Capital Corp
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-15
S63 Uniform Securities Agent State Law Examination 2024-04-16
  • S65 Uniform Investment Adviser Law Examination
    2025-11-15
  • S63 Uniform Securities Agent State Law Examination
    2024-04-16

View on SEC IAPD

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Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

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