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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-09 |
| TX | RA | APPROVED | 2023-11-09 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 08/2023 | Present |
| Unemployed | Malvern | PA | 02/2023 | 07/2023 |
| Fbi-Leeda | Malvern | PA | 11/2021 | 01/2023 |
| Temple University | Philadelphia | PA | 01/2017 | 10/2021 |
| Temple University | Philadelphia | PA | 09/2014 | 12/2016 |
| Vanguard Marketing Corporation | Malvern | PA | 08/2023 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 11/2023 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-07 |
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