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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-14 |
| AR | RA | APPROVED | 2025-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadence Bank | Hot Springs | AR | 01/2023 | 06/2023 |
| Peoples Bank | Magnolia | AR | 08/2013 | 01/2023 |
| Raymond James Financial Services, Inc. | Hot Springs National Park | AR | 07/2023 | 12/2024 |
| Comstock Private Wealth Management | Hot Springs National Park | AR | 07/2023 | 01/2025 |
| Raymond James Financial Services Advisors, Inc | Hot Springs National Park | AR | 10/2023 | 12/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hot Springs | AR | 01/2025 | Present |
| Bank Of America, N.A. | Hot Springs | AR | 02/2025 | Present |
I*2188304, Entity Type: Entity Charitable, Name of OBA: All Children's Academy, Address: Hot Springs, Arkansas, 71913, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/10/2024, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I am a board member that just gives opinions on current decisions. All Children's Academy is a private micro-school and so far I have helped with their decision on budgets as well as how to allocate funds. I do not give any investment advice. I am not the main person over the budget either, just helping with the main person to think through strategies on how to keep the budget afloat. I*: 3010271 Entity Type: For Profit Name of OBA: M. L. (myself) Address: Hot Springs, AR 71913 Investment Related: No Position, Title, Association: Guitar player Employee Start Date: 11/01/2025 Number of Hours: 9 hrs mthly Number of Hours during trading: 0 Duties: Playing guitar for entertainment purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-23 |
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