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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-09
NJ RA APPROVED 2024-11-14
NC RA APPROVED 2024-11-14
  • SC RA
    APPROVED
    Since 2025-01-09
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14

Branch Locations

700 Nexton Square Dr, Summerville, SC 29486 • United States

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Corporation Southport NC 02/1999 11/2024
Prudential Insurance Company Of America Southport NC 02/1999 Present
Lpl Enterprise, Llc Southport NC 11/2024 Present
  • 02/1999 → 11/2024
    Pruco Securities Corporation
    Southport, NC
  • 02/1999 → Present
    Prudential Insurance Company Of America
    Southport, NC
  • 11/2024 → Present
    Southport, NC
Previous Registrations
  • 2002-06-19 → 2024-11-14
    Monroe Township, NJ
    Monroe Twp, NJ
    Hightstown, NJ
    East Brunswick, NJ
    Point Pleasant, NJ
    Southport, NC
Other Businesses

1) 05/01/2025-Buddy Benton Captain Services-Business Owner-Not inv related-At Summerville, SC-Start date 06/04/2022-10hrs/mth-0hrs/mth during trading 2) 05/01/2025-Yachtfinders Online-Sales-Outside/W-2 Employment-Not inv related- At Summerville, SC-Start date 01/01/2020-5hrs/mth-0hrs/mth during trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-09
S63 Uniform Securities Agent State Law Examination 1999-09-07
  • S65 Uniform Investment Adviser Law Examination
    2000-11-09
  • S63 Uniform Securities Agent State Law Examination
    1999-09-07
Other Names
  • Buddy Benton
  • Ernest Edward Benton
  • Ernest Edward Benton

View on SEC IAPD

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