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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-10-22
  • RI RA
    APPROVED
    Since 2025-10-22

Branch Locations

Saunderstown, RI • United States

1000 Chapel View Blvd Ste 250, Cranston, RI 02920-3067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Warwick RI 06/2023 09/2023
University Of Rhode Island Kingston RI 09/2016 12/2020
Lane Ceceri Group Cranston RI 03/2021 09/2023
Quidnessett Country Club North Kingstown RI 06/2017 09/2017
Potowomut Country Club East Greenwich RI 05/2018 04/2020
Unemployed Warwick RI 01/2021 03/2021
Ameriprise Financial Services, Llc Cranston RI 09/2023 Present
  • 06/2023 → 09/2023
    Pruco Securities Llc
    Warwick, RI
  • 09/2016 → 12/2020
    University Of Rhode Island
    Kingston, RI
  • 03/2021 → 09/2023
    Lane Ceceri Group
    Cranston, RI
  • 06/2017 → 09/2017
    Quidnessett Country Club
    North Kingstown, RI
  • 05/2018 → 04/2020
    Potowomut Country Club
    East Greenwich, RI
  • 01/2021 → 03/2021
    Unemployed
    Warwick, RI
  • 09/2023 → Present
    Cranston, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-21
  • S66 Uniform Combined State Law Examination
    2025-10-21
Other Names
  • Samuel V Ceceri
  • Samuel Vincent Ceceri

View on SEC IAPD

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