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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-04 |
| TX | RA | APPROVED | 2025-08-04 |
Branch Locations
1901 Avenue Of The Stars Suite 1400, Century City, CA 90067-6089 • United States
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Tukwila | WA | 07/2024 | 05/2025 |
| Unemployed | Seattle | WA | 06/2020 | 10/2021 |
| Kappa Alpha Theta Fraternity Housing Corporation | Seattle | WA | 10/2021 | 08/2023 |
| One Oak Wealth Management | Seattle | WA | 06/2023 | 07/2024 |
| University Of Washington | Seattle | WA | 09/2020 | 06/2024 |
| Palos Verdes High School | Palos Verdes | CA | 08/2016 | 06/2020 |
| Fidelity Investments | Boston | MA | 03/2025 | 05/2025 |
| Rbc Capital Markets, Llc | Los Angeles | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-01 |
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