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Current Employers
Summit Global Investments, Llc

620 South Main Street, Bountiful, UT 84010 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-09
  • CO RA
    APPROVED
    Since 2023-11-09

Branch Locations

620 South Main Street, Bountiful, UT 84010 • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Greenwood Village CO 06/2023 10/2023
World Financial Group, Inc. Greenwood Village CO 06/2022 10/2023
Student Thornton CO 02/2022 06/2022
Independent Rebuild Specialists Brighton CO 01/2019 02/2022
Elward Systems Corporation Lakewood CO 01/2018 01/2019
Gen 3 Construction Englewood CO 12/2014 12/2017
Unemployed Thornton CO 12/2017 01/2018
David Lawrence Ic Thornton CO 09/2023 Present
Summit Global Investments Bountiful UT 10/2023 Present
  • 06/2023 → 10/2023
    Transamerica Financial Advisors, Inc
    Greenwood Village, CO
  • 06/2022 → 10/2023
    World Financial Group, Inc.
    Greenwood Village, CO
  • 02/2022 → 06/2022
    Student
    Thornton, CO
  • 01/2019 → 02/2022
    Independent Rebuild Specialists
    Brighton, CO
  • 01/2018 → 01/2019
    Elward Systems Corporation
    Lakewood, CO
  • 12/2014 → 12/2017
    Gen 3 Construction
    Englewood, CO
  • 12/2017 → 01/2018
    Unemployed
    Thornton, CO
  • 09/2023 → Present
    David Lawrence Ic
    Thornton, CO
  • 10/2023 → Present
    Summit Global Investments
    Bountiful, UT
Other Businesses

DAVID LAWRENCE IC POSITION: Independent Contractor NATURE: Education/Coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 13830 Locust St., Thornton CO 80602, United States DESCRIPTION: Seminars and coaching on general financial education such as budgeting, compound interest, and time value of money. No specific products or recommendations on investments will be involved with these seminars. Monthly seminars to be held and a 4 month coaching course.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-06
  • S65 Uniform Investment Adviser Law Examination
    2023-11-06
Other Names
  • Dave Lawrence

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