Adam Davis Mayer

Employer firm

Advisors Asset Management, Inc. CRD 46727

$2.21B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• SUPERVISOR/EVALUATOR TO UNIT INVESTMENT TRUSTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → Present
  Advisors Asset Management, Inc
  Monument, CO

Other Businesses

1) Name: Temple Sinai Address: 5645 Dupree Drive NW Atlanta, GA 30327-4303 Title: Board Member (Past President6/6/2021) Start: 5/21/2023 Time: 15 hours per month. Not securities business related. Past President and Member of Board of Trustees for Temple Sinai of Atlanta. Temple Sinai is a non-profit 501c3 Reform Synagogue with ~1650 households. There is an Executive Director (staff person), Treasurer, Endowment Chair and Investment Committee who handle all investments and finances. I do not directly account for, manage or provide advice for the management of the funds of Temple Sinai, but those that manage this report to the Board of Trustees. Position is voluntary. I am not compensated in any form. https://www.templesinaiatlanta.org 2) Name: Donor-Advised Fund for Cathy & Alan Gottlieb Title: Successor Owner, Donor Advised Fund Start: 3/9/2026 Time: None until their death and the death of their first successor. Then very minimal (~1-hour per month outside office hours) Not securities business related. Friends of ours, Cathy and Alan Gottlieb have asked me to be a successor owner of their Donor-Advised Fund custodied at Charles Schwab. I am in no way being compensated, participating financially in the advised fund, nor benefiting financially or otherwise in the role as successor owner.

Exams

• S66 Uniform Combined State Law Examination
  2008-06-23
• S63 Uniform Securities Agent State Law Examination
  1999-09-01