Kimberly C Sampson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Ubs Financial Services Inc
  Ft. Lauderdale, FL

Previous Registrations

• 2009-06-01 → 2009-12-19
  Morgan Stanley
  Coral Gables, FL
  Miami Beach, FL
  Tampa, FL
• 2002-01-24 → 2009-06-01
  Citigroup Global Markets Inc.
  Coral Gables, FL
  Coral Gables, FL

Other Businesses

NAME OF OTHER BUSINESS:Tip Top Services and Entertainment / INVESTMENT RELATED?: N / ADDRESS: 518 S 58th Ter, Hollywood, Florida/ NATURE OF THE BUSINESS: catering, event coordinator and consulting/ POSITION: Sole proprietorship/ DUTIES: marketing of services, catering and consulting, book keeping / START DATE:11/1/22/ HOURS DEVOTED TO BUSINESS: NA

Exams

• S66 Uniform Combined State Law Examination
  2001-01-29
• S63 Uniform Securities Agent State Law Examination
  1999-04-30

Other Names

• Kimberly Cary Pierce
• Kimberly Cary Sampson