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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-16 |
| FL | RA | APPROVED | 2025-12-24 |
Branch Locations
Palmetto Bay, FL • United States
801 Brickell Avenue Suite 2100, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Coral Gables | FL | 07/2024 | 11/2024 |
| Northwestern Mutual Investment Services Llc | Coral Gables | FL | 10/2024 | 11/2024 |
| World Financial Group | Cedar Rapids | IA | 07/2022 | 01/2023 |
| Pendray Financial Advisors | Miami | FL | 06/2023 | 01/2024 |
| Royal Bank Of Canada | Miami | FL | 03/2022 | 07/2022 |
| Student | Bloomington | IN | 08/2020 | 05/2024 |
| Student | Miami | FL | 08/2010 | 12/2025 |
| Rbc Capital Markets, Llc | Miami | FL | 12/2025 | Present |
| Mbo Partners | Miami | FL | 02/2025 | 11/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-01 |
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