Christopher John Nicholas

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-13
CT	RA	APPROVED	2025-09-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dorchester	MA	06/2025	Present
Amundi Us	Boston	MA	06/2023	04/2025
Putnam Investments	Boston	MA	09/2021	06/2023
Putnam Investments	Andover	MA	09/2019	09/2021
Eastern Bank	Andover	MA	06/2018	12/2018
Union College	Schenectady	NY	09/2015	06/2019
Ups	Andover	MA	11/2017	12/2017
Bank Of America, N.A.	Dorchester	MA	07/2025	Present

06/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dorchester, MA
06/2023 → 04/2025

Amundi Us

Boston, MA
09/2021 → 06/2023

Putnam Investments

Boston, MA
09/2019 → 09/2021

Putnam Investments

Andover, MA
06/2018 → 12/2018

Eastern Bank

Andover, MA
09/2015 → 06/2019

Union College

Schenectady, NY
11/2017 → 12/2017

Ups

Andover, MA
07/2025 → Present

Bank Of America, N.A.

Dorchester, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-29