Roberto Ho Chiu

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors, Llc
  San Jose, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Jose, CA

Previous Registrations

• 2013-02-13 → 2013-10-11
  Barclays Capital Inc.
  San Francisco, CA
• 2011-07-27 → 2013-02-08
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  San Jose, CA
• 2011-01-19 → 2011-07-21
  Deutsche Bank Securities Inc.
  San Francisco, CA
• 2010-05-19 → 2010-12-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 2010-04-09 → 2010-08-12
  Union Square Global Wealth Management
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2010-04-07

Other Names

• Robert Chiu