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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-07-29 |
| TX | RA | APPROVED | 2022-07-28 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
6840 Carothers Parkway, Ste 410, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Nashville | TN | 10/2004 | 07/2022 |
| Lpl Financial Llc | Franklin | TN | 07/2022 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2022 | Present |
1) 7/2022- Franklin Wealth Solutions- DBA for LPL Business (entity for LPL business)- inv. related- Franklin , TN 2) 09/20/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 07/28/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 09/20/2022 - Private Advisor Group - DBA: Franklin Wealth Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date -07/28/2022 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/07/2023 - No Business Name - Inv Related - Pleasant, TN - Real Estate Rental - Started: 10/27/2023 - 0 Hrs/Mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-19 |
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