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Dana Marie Peloquin

Thrivent Investment Management Inc.

Ontario, CA

Rogers, AR

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-05-06
  • AR RA
    APPROVED
    Since 2025-05-06

Branch Locations

3200 Inland Empire Blvd, Ontario, CA 91764 • United States

Rogers, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glaxosmithkine Rtp NC 08/2000 02/2018
Novartis Hanover NJ 02/2018 05/2023
Lexicon Pharma The Woodlands TX 05/2023 12/2024
Thrivent Investment Management Inc Rogers AR 12/2024 Present
Thrivent Financial Appleton WI 02/2025 06/2025
Thrivent Financial Appleton WI 06/2025 Present
  • 08/2000 → 02/2018
    Glaxosmithkine
    Rtp, NC
  • 02/2018 → 05/2023
    Novartis
    Hanover, NJ
  • 05/2023 → 12/2024
    Lexicon Pharma
    The Woodlands, TX
  • 12/2024 → Present
    Thrivent Investment Management Inc
    Rogers, AR
  • 02/2025 → 06/2025
    Thrivent Financial
    Appleton, WI
  • 06/2025 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-08
  • S66 Uniform Combined State Law Examination
    2025-04-08
Other Names
  • Dana Marie Palmer
  • Dana Marie Dinapoli

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
LPL FINANCIAL LLC · ONTARIO, CA

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