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Mercedez Luna Duong

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 7765962

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-09
CO RA APPROVED 2023-12-26
  • TX RA
    APPROVED
    Since 2025-12-09
  • CO RA
    APPROVED
    Since 2023-12-26

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Lubbock TX 08/2016 05/2023
Odessa College Odessa TX 08/2020 05/2022
Kennedy Financial Services Eastland TX 05/2022 08/2022
Texas Tech University Lubbock TX 09/2022 05/2023
Evensky & Katz / Foldes Wealth Managment Lone Tree CO 05/2023 07/2023
Charles Schwab & Co., Inc. Lone Tree CO 08/2023 Present
Schwab Wealth Advisory, Inc. Lone Tree CO 08/2023 Present
  • 08/2016 → 05/2023
    Full-Time Education
    Lubbock, TX
  • 08/2020 → 05/2022
    Odessa College
    Odessa, TX
  • 05/2022 → 08/2022
    Kennedy Financial Services
    Eastland, TX
  • 09/2022 → 05/2023
    Texas Tech University
    Lubbock, TX
  • 05/2023 → 07/2023
    Evensky & Katz / Foldes Wealth Managment
    Lone Tree, CO
  • 08/2023 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2023 → Present
    Schwab Wealth Advisory, Inc.
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-17
  • S66 Uniform Combined State Law Examination
    2023-11-17
Designations
  • Certified Financial Planner
Other Names
  • Mercedez Luna

View on SEC IAPD

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