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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-12-05 |
Branch Locations
3500 Colonnade Pkwy Ste 140, Birmingham, AL 35243-8303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Financial Partners/Massmutual Life Insurance Co. | Birmingham | AL | 01/2023 | Present |
| Mml Investors Services, Llc | Springfield | MA | 08/2023 | Present |
| Evangel Christian School | Alabaster | AL | 08/2006 | 05/2019 |
| Steel City Pops | Homewood | AL | 05/2018 | 01/2020 |
| Auburn University | Auburn | AL | 08/2019 | 05/2023 |
| Robert Trent Jones Golf Trail - Grand National | Auburn | AL | 05/2021 | 09/2021 |
| Southern States Bank | Birmingham | AL | 05/2022 | 07/2022 |
| Mdsi Inc. | Alpharetta | GA | 02/2023 | 05/2023 |
1)Name: Weston Akin, Inv Rel: N Addr: 113 Sterling Oaks Dr, Hoover AL 35244, Nature: Wedding and Event DJ, Position: Event DJ, Start: 08/05/2023, No Hr/Mo: 9 No Hr/Mo Dur Trading: 0 Duties: I provide speakers, microphone and music for weddings and school dances on a contractual basis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-09 |
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