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Logan Spencer Brockway

Thrivent Investment Management Inc.

Exton, PA

CRD 7765560

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-16
  • PA RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-16

Branch Locations

300 N Pottstown Pike, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dallastown Area School District York PA 08/2009 06/2018
Powdermill Apartments York PA 05/2016 08/2019
West Chester University West Chester PA 08/2018 05/2023
West Chester Univeristy West Chester PA 05/2021 07/2023
West Chester University West Chester PA 05/2021 05/2023
Thrivent Investment Management Inc Minneapolis MN 07/2023 Present
Thrivent Financial Appleton WI 09/2023 04/2024
Thrivent Financial Appleton WI 04/2024 Present
  • 08/2009 → 06/2018
    Dallastown Area School District
    York, PA
  • 05/2016 → 08/2019
    Powdermill Apartments
    York, PA
  • 08/2018 → 05/2023
    West Chester University
    West Chester, PA
  • 05/2021 → 07/2023
    West Chester Univeristy
    West Chester, PA
  • 05/2021 → 05/2023
    West Chester University
    West Chester, PA
  • 07/2023 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 09/2023 → 04/2024
    Thrivent Financial
    Appleton, WI
  • 04/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-28
S63 Uniform Securities Agent State Law Examination 2023-12-05
  • S65 Uniform Investment Adviser Law Examination
    2024-06-28
  • S63 Uniform Securities Agent State Law Examination
    2023-12-05
Other Names
  • Logan Spencer Brockway

View on SEC IAPD

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