Best Investors Account Sign in
Inactive

Constance Chan

Tci Wealth Advisors, Inc.

Reno, NV

Claim This Profile
Current Employers
Tci Wealth Advisors, Inc.

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-10-09
  • NV RA
    APPROVED
    Since 2023-10-09

Branch Locations

4757 Caughlin Parkway Suite B, Reno, NV 89519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Carson City NV 06/2013 06/2018
Student Reno NV 08/2018 05/2022
Tci Wealth Advisors, Inc Reno NV 06/2022 Present
China Jade Horse Restaurant Carson City NV 04/2016 Present
Tci Wealth Advisors, Inc Reno NV 06/2022 Present
  • 06/2013 → 06/2018
    Student
    Carson City, NV
  • 08/2018 → 05/2022
    Student
    Reno, NV
  • 06/2022 → Present
    Tci Wealth Advisors, Inc
    Reno, NV
  • 04/2016 → Present
    China Jade Horse Restaurant
    Carson City, NV
  • 06/2022 → Present
    Tci Wealth Advisors, Inc
    Reno, NV
Other Businesses

Server at China Jade Horse Restaurant. I am paid hourly + tips and make around $10,000 per year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-07
  • S65 Uniform Investment Adviser Law Examination
    2023-10-07
Other Names
  • Connie Chan

View on SEC IAPD

Other Firms

MORGAN STANLEY
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INC.
LPL FINANCIAL LLC
GW FINANCIAL
TREO VENTURES, LLC
ELEVAGE PARTNERS, LLC

Other Investors

LEONARD R WOHLETZ
ANGEL MARIE SANDOVAL
RYAN SCOTT GROSS
JAMES WARREN FRIEDLAN
SUNTALEE KOOZER
MITCHELL J MOUNTAIN
Alexander Mallett
Jared D Marchegger

Other Offices

MORGAN STANLEY · Reno, NV
EDWARD JONES · RENO, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV

More in Reno, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor