Chris Garrigan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-01-02

CA RA
APPROVED

Since 2024-01-02

Branch Locations

Alamo, CA • United States

1855 Gateway Blvd Ste 570, Concord, CA 94520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cornerstone	Santa Monica	CA	04/2013	06/2021
Legion Technologies	Palo Alto	CA	10/2021	12/2022
Lpl Financial	Concord	CA	06/2023	Present
Garrigan Consulting & Financial	Alamo	CA	07/2021	Present

04/2013 → 06/2021

Cornerstone

Santa Monica, CA
10/2021 → 12/2022

Legion Technologies

Palo Alto, CA
06/2023 → Present

Lpl Financial

Concord, CA
07/2021 → Present

Garrigan Consulting & Financial

Alamo, CA

Other Businesses

1) 05/22/2023- MC FINANCIAL PARTNERS- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 05/22/2023- Real Estate Rental- owner- Inv. Related- Livermore, CA - Start date 5/8/2023- 0hrs 3) 05/22/2023- Real Estate Rental- part owner- Inv. Related- Lake Tahoe, CA - Start date 5/9/2023- 0hrs 4) 05/22/2023- Real Estate Rental- owner- Inv. Related- Uxbridge, MA - Start date 5/9/2023- 0hrs

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-27

S66 Uniform Combined State Law Examination

2023-12-27

View on SEC IAPD