John Harbin Robuck

Employer firm

Bok Financial Securities, Inc. CRD 17530

$1.06B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Bok Financial Securities, Inc.
  Houston, TX
• 01/2012 → Present
  Bokf, Na
  Houston, TX

Previous Registrations

• 2005-02-18 → 2011-12-21
  Rbc Capital Markets, Llc
  Dallas, TX
  Houston, TX

Other Businesses

1) Name: Caitlyn Elizabeth Robuck Trust Location: private residential address Dallas, TX 75205 Investment related (y/n): y Start date: March 2026 Position held: Trustee Nature of outside business: trust account for daughter Hrs/mo: 2 Hrs/mo during securities trading: 0 Brief description of duties: serve as co-trustee for my daughter's trust account. 2) Name: Jackson Harbin Robuck Trust Location: private residential address Dallas, TX 75205 Investment related (y/n): y Start date: March 2026 Position held: Trustee Nature of outside business: trust account for son Hrs/mo: 2 Hrs/mo during securities trading: 0 Brief description of duties: serve as co-trustee for my son's trust account. 3) Name: Robuck Family Foundation Location: private residential address Dallas, TX 75205 Investment related (y/n): n Start date: March 2026 Position held: Director and owner Nature of outside business: charity trust Hrs/mo: 2 Hrs/mo during securities trading: 0 Brief description of duties: non-profit organization that provides financial assistance to Dallas based charity organizations.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-17
• S63 Uniform Securities Agent State Law Examination
  1999-03-25