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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-04-21
MO RA APPROVED 2025-04-19
  • KS RA
    APPROVED
    Since 2025-04-21
  • MO RA
    APPROVED
    Since 2025-04-19

Branch Locations

235 Main Street, Platte City, MO 64079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Platte City MO 06/2024 11/2024
The Opus Group Platte City MO 06/2023 11/2024
Full-Time Student Lansing KS 08/2014 05/2023
Lpl Enterprise, Llc Platte City MO 11/2024 Present
  • 06/2024 → 11/2024
    Pruco Securities, Llc.
    Platte City, MO
  • 06/2023 → 11/2024
    The Opus Group
    Platte City, MO
  • 08/2014 → 05/2023
    Full-Time Student
    Lansing, KS
  • 11/2024 → Present
    Platte City, MO
Other Businesses

1) 06/04/2025-The Opus Group -Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/03/2025-160hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-18
  • S66 Uniform Combined State Law Examination
    2025-04-18

View on SEC IAPD

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