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David Steinle

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 06/2023 Present
First Trust Advisors L.P. Wheaton IL 06/2023 Present
Unemployed Chicago IL 12/2022 06/2023
Reyes Holdings Rosemont IL 07/2021 12/2022
Depaul University Chicago IL 09/2020 12/2021
Unemployed Chicago IL 03/2020 09/2020
Vineyard Country Club Napels FL 02/2016 03/2020
  • 06/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2023 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 12/2022 → 06/2023
    Unemployed
    Chicago, IL
  • 07/2021 → 12/2022
    Reyes Holdings
    Rosemont, IL
  • 09/2020 → 12/2021
    Depaul University
    Chicago, IL
  • 03/2020 → 09/2020
    Unemployed
    Chicago, IL
  • 02/2016 → 03/2020
    Vineyard Country Club
    Napels, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-27
  • S66 Uniform Combined State Law Examination
    2023-03-27

View on SEC IAPD

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Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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