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Inactive

Michael Finetti

Mariner

Florham Park, NJ

Fairfield, NJ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-19
  • NJ RA
    APPROVED
    Since 2026-02-19

Branch Locations

180 Park Avenue Suite 201, Florham Park, NJ 07932 • United States

Fairfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 07/2023 02/2026
Key Client Fiduciary Advisors Fairfield NJ 06/2022 08/2022
West Essex High School North Caldwell NJ 09/2015 06/2019
University Of Delaware Newark DE 08/2019 05/2023
Mariner Overland Park KS 02/2026 Present
  • 07/2023 → 02/2026
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 06/2022 → 08/2022
    Key Client Fiduciary Advisors
    Fairfield, NJ
  • 09/2015 → 06/2019
    West Essex High School
    North Caldwell, NJ
  • 08/2019 → 05/2023
    University Of Delaware
    Newark, DE
  • 02/2026 → Present
    Mariner
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-09
  • S66 Uniform Combined State Law Examination
    2024-01-09
Other Names
  • Mike Finetti

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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