Kenneth A Evans

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-02-23
CA	RA	APPROVED	2024-02-12

TX RA
APPROVED

Since 2024-02-23
CA RA
APPROVED

Since 2024-02-12

Branch Locations

6004 La Madrona Drive, Santa Cruz, CA 95060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Scotts Valley	CA	07/2023	Present
Epicenter Cycling	Aptos	CA	05/2018	07/2023
The Bike Shop	Kailua	HI	10/2016	04/2018
Unemployed	Aptos	CA	06/2016	10/2016

07/2023 → Present

Morgan Stanley

Scotts Valley, CA
05/2018 → 07/2023

Epicenter Cycling

Aptos, CA
10/2016 → 04/2018

The Bike Shop

Kailua, HI
06/2016 → 10/2016

Unemployed

Aptos, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-02-12

S66 Uniform Combined State Law Examination

2024-02-12

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

CETERA INVESTMENT ADVISERS LLC

J.P. MORGAN SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

VALIC FINANCIAL ADVISORS, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

TIFFANY DANIELLE HAMMER

NIKOLAS MARSHAL BARR

NAYANA T D DARRAH

Jon Michael Hanson

Josiah T Clymer

RICHARD MICHAEL KAPCHUK

MAGGIE MERIDETH MARTIN

GALAHAM ZUANICH

Other Offices

EDWARD JONES · SCOTTS VALLEY, CA

STATE FARM INVESTMENT MANAGEMENT CORP. · Scotts Valley, CA

CETERA INVESTMENT ADVISERS LLC · SCOTTS VALLEY, CA

J.P. MORGAN SECURITIES LLC · SCOTTS VALLEY, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Scotts Valley, CA

VALIC FINANCIAL ADVISORS, INC. · SCOTTS VALLEY, CA

EDWARD JONES · SCOTTS VALLEY, CA

EDWARD JONES · Scotts Valley, CA

More in Santa Cruz, CA

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