Sophia Grace Swain

Employer firm

Lord, Abbett & Co. LLC CRD 110391

$270B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• IMPERSONAL INVESTMENT ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 08/2022
  Saratoga Golf And Polo Club
  Saratoga Springs, NY
• 12/2021 → 01/2022
  Mcmahon Of Saratoga Thoroughbreds
  Saratoga Springs, NY
• 09/2017 → 01/2020
  Burnt Hills Ballston Lake High School
  Burnt Hills, NY
• 09/2020 → 04/2022
  Babson College
  Wellesley Hills, MA
• 07/2024 → 12/2025
  Goldman Sachs
  Cohoes, NY
• 06/2022 → 08/2022
  Goldman Sachs
  Cohoes, NY
• 06/2023 → 08/2023
  Goldman Sachs
  Cohoes, NY
• 09/2013 → 06/2020
  Burnt Hills Ballston Lake High School
  Burnt Hills, NY
• 09/2020 → 05/2024
  Babson College
  Wellesley Hills, MA
• 01/2026 → Present
  Lord Abbett Distributor Llc
  Jersey City, NJ
• 01/2026 → Present
  Lord, Abbett & Co. Llc
  Jersey City, NJ

Previous Registrations

• 2024-09-23 → 2026-01-21
  Goldman Sachs Wealth Services, L.P.
  Cohoes, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-09-13

Other Names

• Sophia Grace Swain
• Sophia Grace Swaiw