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Sophia Grace Swain

Lord, Abbett & Co. LLC

Jersey City, NJ

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Current Employers
Lord, Abbett & Co. Llc

30 Hudson Street, Jersey City, NJ 07302-4804 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-13
  • NJ RA
    APPROVED
    Since 2026-01-13

Branch Locations

30 Hudson Street, Jersey City, NJ 07302-4804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saratoga Golf And Polo Club Saratoga Springs NY 06/2019 08/2022
Mcmahon Of Saratoga Thoroughbreds Saratoga Springs NY 12/2021 01/2022
Burnt Hills Ballston Lake High School Burnt Hills NY 09/2017 01/2020
Babson College Wellesley Hills MA 09/2020 04/2022
Goldman Sachs Cohoes NY 07/2024 12/2025
Goldman Sachs Cohoes NY 06/2022 08/2022
Goldman Sachs Cohoes NY 06/2023 08/2023
Burnt Hills Ballston Lake High School Burnt Hills NY 09/2013 06/2020
Babson College Wellesley Hills MA 09/2020 05/2024
Lord Abbett Distributor Llc Jersey City NJ 01/2026 Present
Lord, Abbett & Co. Llc Jersey City NJ 01/2026 Present
  • 06/2019 → 08/2022
    Saratoga Golf And Polo Club
    Saratoga Springs, NY
  • 12/2021 → 01/2022
    Mcmahon Of Saratoga Thoroughbreds
    Saratoga Springs, NY
  • 09/2017 → 01/2020
    Burnt Hills Ballston Lake High School
    Burnt Hills, NY
  • 09/2020 → 04/2022
    Babson College
    Wellesley Hills, MA
  • 07/2024 → 12/2025
    Goldman Sachs
    Cohoes, NY
  • 06/2022 → 08/2022
    Goldman Sachs
    Cohoes, NY
  • 06/2023 → 08/2023
    Goldman Sachs
    Cohoes, NY
  • 09/2013 → 06/2020
    Burnt Hills Ballston Lake High School
    Burnt Hills, NY
  • 09/2020 → 05/2024
    Babson College
    Wellesley Hills, MA
  • 01/2026 → Present
    Lord Abbett Distributor Llc
    Jersey City, NJ
  • 01/2026 → Present
    Lord, Abbett & Co. Llc
    Jersey City, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13
Other Names
  • Sophia Grace Swain
  • Sophia Grace Swaiw

View on SEC IAPD

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Other Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY
MORGAN STANLEY INFRASTRUCTURE INC. · NEW YORK, NY
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. · NEW YORK, NY
MSREF REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY | EATON VANCE CLO MANAGER LLC · NEW YORK, NY

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