Todd Jonathan Harris

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-03-14 → 2015-10-14
  Lpl Financial Llc
  Bettendorf, IA
  Bettendorf, IA
  Bettendorf, IA

Other Businesses

1.BETTENDORF FINANCIAL GROUP, 1717 STATE ST STE 101 BETTENDORF IA, 6/2006 AS Independent insurance agent for various independent insurance companies. INV REL, 100/MO 60/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 20/MO 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-11
• S63 Uniform Securities Agent State Law Examination
  1999-06-04

Other Names

• Tood Jonathan Harris