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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Roanoke Rapids | NC | 04/2023 | 04/2025 |
| State Employees' Credit Union | Rocky Mount | NC | 04/2022 | 04/2023 |
| Carr, Riggs, And Ingram Cpas And Advisors | Wilson | NC | 04/2020 | 04/2022 |
| Barton College | Wilson | NC | 08/2018 | 12/2021 |
| Roanoke Rapids High School | Roanoke Rapids | NC | 08/2014 | 06/2018 |
| Secu Life Insurance Company | Raleigh | NC | 06/2023 | 04/2025 |
| Secu Brokerage Services | Raleigh | NC | 06/2023 | 04/2025 |
| Credit Union Investment Services | Raleigh | NC | 08/2023 | 04/2025 |
| Equitable Advisors, Llc | New York | NY | 04/2025 | 05/2025 |
| Unemployed | Roanoke Rapids | NC | 07/2018 | 08/2018 |
| State Employees' Credit Union | Roanoke Rapids | NC | 06/2025 | Present |
| Secu Brokerage Services | Raleigh | NC | 06/2025 | Present |
| Credit Union Investment Services | Raleigh | NC | 06/2025 | Present |
| Secu Life Insurance Company | Raleigh | NC | 06/2025 | Present |
State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 6/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 06/2025. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-02 |
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