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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-18
  • NJ RA
    APPROVED
    Since 2024-06-18

Branch Locations

610 Commons Way Suite 4340, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Sparta NJ 09/2016 05/2017
Lmcc Sparta NJ 06/2017 08/2017
Unemployed Sparta NJ 09/2017 05/2018
Lmcc Sparta NJ 06/2018 08/2018
Unemployed Sparta NJ 09/2018 05/2019
Lmcc Sparta NJ 06/2019 08/2019
Unemployed Sparta NJ 09/2019 05/2020
Lmcc Sparta NJ 06/2020 08/2020
Unemployed Sparta NJ 09/2020 05/2021
Tiaa Sparta NJ 06/2021 08/2021
Unemployed Sparta NJ 09/2021 05/2022
Lmcc Sparta NJ 06/2022 08/2022
Unemployed Sparta NJ 09/2022 05/2023
Charles Schwab Bridgewater NJ 06/2023 Present
Charles Schwab Bank, Ssb Bridgewater NJ 06/2023 Present
  • 09/2016 → 05/2017
    Unemployed
    Sparta, NJ
  • 06/2017 → 08/2017
    Lmcc
    Sparta, NJ
  • 09/2017 → 05/2018
    Unemployed
    Sparta, NJ
  • 06/2018 → 08/2018
    Lmcc
    Sparta, NJ
  • 09/2018 → 05/2019
    Unemployed
    Sparta, NJ
  • 06/2019 → 08/2019
    Lmcc
    Sparta, NJ
  • 09/2019 → 05/2020
    Unemployed
    Sparta, NJ
  • 06/2020 → 08/2020
    Lmcc
    Sparta, NJ
  • 09/2020 → 05/2021
    Unemployed
    Sparta, NJ
  • 06/2021 → 08/2021
    Tiaa
    Sparta, NJ
  • 09/2021 → 05/2022
    Unemployed
    Sparta, NJ
  • 06/2022 → 08/2022
    Lmcc
    Sparta, NJ
  • 09/2022 → 05/2023
    Unemployed
    Sparta, NJ
  • 06/2023 → Present
    Charles Schwab
    Bridgewater, NJ
  • 06/2023 → Present
    Charles Schwab Bank, Ssb
    Bridgewater, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-17
  • S66 Uniform Combined State Law Examination
    2024-06-17
Designations

View on SEC IAPD

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