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Stephen Mark Rosseel

Valic Financial Advisors, Inc.

Atlanta, GA

CRD 3198135

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-07-21
AZ RA APPROVED 2025-05-13
KY RA APPROVED 2024-08-12
NJ RA APPROVED 2023-07-06
SC RA APPROVED 2023-04-14
MA RA APPROVED 2021-11-03
CO RA APPROVED 2020-11-13
VA RA APPROVED 2020-11-13
NC RA APPROVED 2017-10-27
AL RA APPROVED 2015-09-01
OH RA APPROVED 2015-01-29
FL RA APPROVED 2014-04-30
GA RA APPROVED 2003-01-31
  • UT RA
    APPROVED
    Since 2025-07-21
  • AZ RA
    APPROVED
    Since 2025-05-13
  • KY RA
    APPROVED
    Since 2024-08-12
  • NJ RA
    APPROVED
    Since 2023-07-06
  • SC RA
    APPROVED
    Since 2023-04-14
  • MA RA
    APPROVED
    Since 2021-11-03
  • CO RA
    APPROVED
    Since 2020-11-13
  • VA RA
    APPROVED
    Since 2020-11-13
  • NC RA
    APPROVED
    Since 2017-10-27
  • AL RA
    APPROVED
    Since 2015-09-01
  • OH RA
    APPROVED
    Since 2015-01-29
  • FL RA
    APPROVED
    Since 2014-04-30
  • GA RA
    APPROVED
    Since 2003-01-31

Branch Locations

2300 Windy Ridge Parkway S.E. Suite 240 S, Atlanta, GA 30339 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Atlanta GA 09/2002 Present
Agia Houston TX 12/2022 Present
  • 09/2002 → Present
    Valic Financial Advisors
    Atlanta, GA
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

Private mortgage. Loving Road Blue Ridge, GA 30513. Start date: 12/15/2018. 0% of time spent on outside business/none during securities trading hours. I am selling a property that I own and offered a private mortgage to 15 years, I will be collecting payments for 15 years. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-20
S63 Uniform Securities Agent State Law Examination 1999-04-21
  • S65 Uniform Investment Adviser Law Examination
    1999-09-20
  • S63 Uniform Securities Agent State Law Examination
    1999-04-21
Other Names
  • Stephen Rosseel
  • Stephen Mark Rosseel
  • Steven Mark Rosseel

View on SEC IAPD

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