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Mofolarin Matthew Walter-Johnson

Ubs Financial Services Inc.

Chicago, IL

Weehawken, NJ

CRD 7760579

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-28
OH RA APPROVED 2025-03-05
NC RA APPROVED 2025-02-27
  • IL RA
    APPROVED
    Since 2025-10-28
  • OH RA
    APPROVED
    Since 2025-03-05
  • NC RA
    APPROVED
    Since 2025-02-27

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Culver's Skokie IL 05/2020 08/2020
Jp Morgan New York NY 06/2022 07/2022
Jp Morgan New York NY 05/2023 08/2023
University Of Illinois Urbana IL 01/2022 05/2024
Ubs Financial Services, Inc Chicago IL 10/2024 Present
University Of Illinois Urbana IL 08/2020 08/2024
Saint Ignatius Chicago IL 08/2016 05/2020
  • 05/2020 → 08/2020
    Culver's
    Skokie, IL
  • 06/2022 → 07/2022
    Jp Morgan
    New York, NY
  • 05/2023 → 08/2023
    Jp Morgan
    New York, NY
  • 01/2022 → 05/2024
    University Of Illinois
    Urbana, IL
  • 10/2024 → Present
    Chicago, IL
  • 08/2020 → 08/2024
    University Of Illinois
    Urbana, IL
  • 08/2016 → 05/2020
    Saint Ignatius
    Chicago, IL
Other Businesses

Thryve Mart,United StatesSole proprietorshipWholesale & MerchandisingI resell items from third parties on Amazo,Proprietor / ownerI simply resell products form third parties on Amazon, Start date-5/16/2025InvestmentYes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-19
  • S66 Uniform Combined State Law Examination
    2024-08-19
Other Names
  • Mofolarin Walter-Johnson
  • Mofolarin Matthew Walter-Johnson

View on SEC IAPD

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