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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-28 |
| OH | RA | APPROVED | 2025-03-05 |
| NC | RA | APPROVED | 2025-02-27 |
Branch Locations
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Culver's | Skokie | IL | 05/2020 | 08/2020 |
| Jp Morgan | New York | NY | 06/2022 | 07/2022 |
| Jp Morgan | New York | NY | 05/2023 | 08/2023 |
| University Of Illinois | Urbana | IL | 01/2022 | 05/2024 |
| Ubs Financial Services, Inc | Chicago | IL | 10/2024 | Present |
| University Of Illinois | Urbana | IL | 08/2020 | 08/2024 |
| Saint Ignatius | Chicago | IL | 08/2016 | 05/2020 |
Thryve Mart,United StatesSole proprietorshipWholesale & MerchandisingI resell items from third parties on Amazo,Proprietor / ownerI simply resell products form third parties on Amazon, Start date-5/16/2025InvestmentYes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-19 |
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