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Andrew Anthony Castro

Sprott Asset Management Usa Inc.

Carlsbad, CA

Darien, CT

CRD 7760441

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Employer firm

Sprott Asset Management Usa Inc. CRD 139022

$10.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-07
  • CA RA
    APPROVED
    Since 2023-08-07

Branch Locations

1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008 • United States

320 Post Road Suite 230, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sprott Global Resource Investments, Ltd. Carlsbad CA 06/2023 05/2024
Aced Trading Llc San Diego CA 09/2019 09/2022
Spina Farms Pumpkin Patch San Jose CA 10/2019 11/2022
Corinthian International Parking Services Soquel CA 01/2019 06/2019
Westside Grill Gilroy CA 08/2016 04/2017
Student San Diego CA 11/2022 06/2023
Student Gilroy CA 04/2017 01/2019
Sprott Global Resource Investments, Ltd. Carlsbad CA 05/2024 Present
Sprott Asset Management Usa, Inc. Carlsbad CA 07/2023 05/2024
Sprott Asset Management Usa, Inc. Carlsbad CA 05/2024 Present
  • 06/2023 → 05/2024
    Sprott Global Resource Investments, Ltd.
    Carlsbad, CA
  • 09/2019 → 09/2022
    Aced Trading Llc
    San Diego, CA
  • 10/2019 → 11/2022
    Spina Farms Pumpkin Patch
    San Jose, CA
  • 01/2019 → 06/2019
    Corinthian International Parking Services
    Soquel, CA
  • 08/2016 → 04/2017
    Westside Grill
    Gilroy, CA
  • 11/2022 → 06/2023
    Student
    San Diego, CA
  • 04/2017 → 01/2019
    Student
    Gilroy, CA
  • 05/2024 → Present
    Sprott Global Resource Investments, Ltd.
    Carlsbad, CA
  • 07/2023 → 05/2024
    Carlsbad, CA
  • 05/2024 → Present
    Carlsbad, CA
Other Businesses

SPINA FARMS PUMPKIN PATCH; not investment-related; Hollister, CA; Family Business; started in September 2023; Approximate number of hours devoted to business: 100/month; Approximate number of hours devoted during trading hours: 0/month. C&S FARMS LLC; not investment-related; Campbell, CA; Seasonal Coffee Stand; started in March 2025; Approximate number of hours devoted to business: 25/month; Approximate number of hours devoted during trading hours: 0/month. MILES FRANKLIN; Investment-related; 801 Twelve Oaks Center Dr., Wayzata, MN 55391; Bullion purchase/storage; Refer interested clients/prospects; October 2023; 0.5 hours/month; 0.5 hours/month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-05
  • S66 Uniform Combined State Law Examination
    2023-08-05

View on SEC IAPD

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