John Cole

Ameriprise Financial Services, LLC

Minneapolis, MN

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-06
MN	RA	APPROVED	2023-10-16

TX RA
APPROVED_RES

Since 2026-01-06
MN RA
APPROVED

Since 2023-10-16

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Minneapolis	MN	06/2023	Present
Unemployed	Milwaukee	WI	02/2023	06/2023
Fis	Milwaukee	WI	06/2022	02/2023
Concordia University- Wisconsin	Mequon	WI	08/2018	05/2022
Fis	Milwaukee	WI	06/2021	08/2021
Home Depot	Grafton	WI	06/2020	01/2021
Taco Bell	Hastings	MN	06/2018	08/2018
Hastings High School	Hastings	MN	06/2014	06/2018

06/2023 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN
02/2023 → 06/2023

Unemployed

Milwaukee, WI
06/2022 → 02/2023

Fis

Milwaukee, WI
08/2018 → 05/2022

Concordia University- Wisconsin

Mequon, WI
06/2021 → 08/2021

Fis

Milwaukee, WI
06/2020 → 01/2021

Home Depot

Grafton, WI
06/2018 → 08/2018

Taco Bell

Hastings, MN
06/2014 → 06/2018

Hastings High School

Hastings, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-25

S66 Uniform Combined State Law Examination

2023-09-25

Other Names

John Cole
John Thomas Cole

View on SEC IAPD

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