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Frank Michael Rizzo

Equitable Advisors, LLC

Melville, NY

CRD 3198076

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-11
  • NY RA
    APPROVED
    Since 2024-01-11

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Hauppauge NY 02/2009 11/2018
Royal Alliance Associates, Inc. Melville NY 11/2018 01/2024
Equitable Advisors, Llc New York NY 01/2024 Present
  • 02/2009 → 11/2018
    Signator Investors Inc
    Hauppauge, NY
  • 11/2018 → 01/2024
    Royal Alliance Associates, Inc.
    Melville, NY
  • 01/2024 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-07
S63 Uniform Securities Agent State Law Examination 2004-10-02
  • S65 Uniform Investment Adviser Law Examination
    2021-04-07
  • S63 Uniform Securities Agent State Law Examination
    2004-10-02

View on SEC IAPD

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