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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-01
FL RA APPROVED 2017-10-09
  • TX RA
    APPROVED
    Since 2017-12-01
  • FL RA
    APPROVED
    Since 2017-10-09

Branch Locations

9155 S Dadeland Blvd Suite 1404, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 09/2005 09/2017
Raymond James Financial Services Advisors Inc. Miami FL 10/2017 Present
Raymond James Financial Services, Inc. Miami FL 09/2017 Present
Wealthengage Miami FL 05/2017 12/2024
  • 09/2005 → 09/2017
    Ameriprise Financial Services, Inc.
    Miami, FL
  • 10/2017 → Present
    Miami, FL
  • 09/2017 → Present
    Raymond James Financial Services, Inc.
    Miami, FL
  • 05/2017 → 12/2024
    Wealthengage
    Miami, FL
Previous Registrations
Other Businesses

(1)Name of Business: Catholic Community Foundation Address: 9401 Biscayne Blvd., Miami Shores, FL, 33138, United States Activity Type: Non profit Position/Title: Advisory Board, Officer - Secretary, Committee Member Investment Related: Yes Start Date: 07/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As a board member, I will have input regarding the management and administration of the organization's portfolio/endowment (2)Name of Business: Life insurance Address: 9155 S Dadeland Blvd Ste 1404, Miami, FL, 33156, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/22/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I was the agent that sold this policy (3)Name of Business: RM Distributors Address: 7050 SW 4 St, Miami, FL, 33144, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/05/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I may advise on strategy as needed (4)Name of Business: Total View Advisors Address: 9155 S Dadeland Blvd Ste 1404, Miami, FL, 33156, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/15/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manager/Owner (5)Name of Business: Total View Business Address: 9155 S Dadeland Blvd Ste 1404, Miami, FL, 33156-2738, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Total View Business will charge a flat fee for a 5 Step Process for each client: Design a personal, financial and business needs plan to help the business owner plan properly before selling / exiting their business. We are not giving legal, tax, or investment banking services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-02
  • S66 Uniform Combined State Law Examination
    2000-10-02
Other Names
  • Gus Vega

View on SEC IAPD

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