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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-04 |
| CT | RA | APPROVED | 2012-11-09 |
Branch Locations
86 Main St., Winsted, CT 06098 • United States
51 Straits Turpike, Watertown, CT 06795 • United States
326 Main Street, Lakeville, CT 06039 • United States
741 Hopemeadow Street, Simsbury, CT 06070 • United States
294 West Street, Litchfield, CT 06759 • United States
277 Albany Turnpike, Canton, CT 06019 • United States
11 Bryan Plaza, Washington Depot, CT 06794 • United States
1320 East Main Street, Torrington, CT 06790 • United States
Post Office Square 186 Main Street, Farmington, CT 06032 • United States
136 Main Street, Collinsville, CT 06022 • United States
4 Forest Park Dr Ste 4-2-Lbb, Farmington, CT 06032-1468 • United States
33 Hartford Ave, Granby, CT 06035 • United States
101 Simsbury Rd, Avon, CT 06010 • United States
141 B Main St. (Rte. 44), New Hartford, CT 06057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Farmington | CT | 11/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-21 |
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