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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-06
NC RA APPROVED 2026-03-26
  • TX RA
    APPROVED
    Since 2026-04-06
  • NC RA
    APPROVED
    Since 2026-03-26

Branch Locations

401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 01/2026 Present
Act Call Technologies Boones Creek TN 06/2023 01/2026
Ao Smith Johnson City TN 05/2023 06/2023
Showplace Cabinetry Harrisburg SD 08/2022 05/2023
Target Sioux Falls SD 06/2022 08/2022
Shopko Optical Watertown SD 11/2021 06/2022
Walmart Watertown SD 08/2021 11/2021
Walmart Huron SD 04/2020 08/2021
Harrisburg High School Harrisburg SD 08/2017 05/2020
Cold Stone Creamery Sioux Falls SD 02/2020 04/2020
Air Madness Harrisburg SD 05/2019 03/2020
Ck Stables Harrisburg SD 06/2016 05/2019
Sanborn Central Forestburg SD 08/2014 05/2017
Bank Of America, N.A. Charlotte NC 03/2026 Present
  • 01/2026 → Present
    Charlotte, NC
  • 06/2023 → 01/2026
    Act Call Technologies
    Boones Creek, TN
  • 05/2023 → 06/2023
    Ao Smith
    Johnson City, TN
  • 08/2022 → 05/2023
    Showplace Cabinetry
    Harrisburg, SD
  • 06/2022 → 08/2022
    Target
    Sioux Falls, SD
  • 11/2021 → 06/2022
    Shopko Optical
    Watertown, SD
  • 08/2021 → 11/2021
    Walmart
    Watertown, SD
  • 04/2020 → 08/2021
    Walmart
    Huron, SD
  • 08/2017 → 05/2020
    Harrisburg High School
    Harrisburg, SD
  • 02/2020 → 04/2020
    Cold Stone Creamery
    Sioux Falls, SD
  • 05/2019 → 03/2020
    Air Madness
    Harrisburg, SD
  • 06/2016 → 05/2019
    Ck Stables
    Harrisburg, SD
  • 08/2014 → 05/2017
    Sanborn Central
    Forestburg, SD
  • 03/2026 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-26
  • S66 Uniform Combined State Law Examination
    2026-03-26

View on SEC IAPD

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